References

Samaranayake L., 5th edn. London: Elsevier; 2018
US Centers for Disease Control and Prevention. 2020;
Li DTS, Samaranayake LP, Leung MYY, Neelakantan P. Facial protection in the era of COVID-19: a narrative review. Oral Dis. 2020; https://doi.org/10.1111/odi.13460
Respirator Trusted-Source Information: Ancillary Respirator Information. US National Institute for Occupational Safety and Health. 2018;
MacIntyre CR, Wang Q, Seale H A randomized clinical trial of three options for N95 respirators and medical masks in health workers. Am J Respir Crit CareMed. 2013; 187:960-966
Loeb M, Dafoe N, Mahony J Surgical mask vs N95 respirator for preventing influenza among health care workers: a randomized trial. J Am Med Assoc. 2009; 302:(17)1865-1871
Radonovich LJ, Simberkoff MS, Bessesen MT N95 respirators vs medical masks for preventing influenza among health care personnel: a randomized clinical trial. J Am Med Assoc. 2019; 322:824-833
Smith D, MacDougall CC, Johnstone J, Copes RA, Schwartz B, Garber GE. Effectiveness of N95 respirators versus surgical masks in protecting health care workers from acute respiratory infection: a systematic review and meta-analysis. Can Med Assoc J. 2016; 188:567-574
Indemnity. British Dental Association. 2020. https://bda.org/advice/Pages/indemnity.aspx (Accessed 11 July 2020)
US Centers for Disease Control and Prevention. 2019;
American Dental Association. 2020;
Perencevich EN. Personal protective equipment into the community: face shields and containment of COVID-19. J Am Med Assoc. 2020; 323:(22)2252-2253
US Centers for Disease Control and Prevention. Considerations for Optimizing the Supply of Powered Air-Purifying Respirators (PAPRs). 2020;
Medical Adhesive-Related Skin Injuries (MARSI): Made Easy. Wounds UK. https://www.wounds-uk.com/resources/details/medical-adhesive-related-skin-injuries-marsi-made-easy (Accessed 10 July 2020)

COVID-19: unmasking the facial protection paradigms

From Volume 47, Issue 8, September 2020 | Pages 644-650

Authors

Lakshman Samaranayake

DSc, DDS, FRCPath, FHKCPath, FDS RCS(Edin), FRACDS, FDS RCPS

Professor Emeritus, and Immediate-past Dean, Faculty of Dentistry, University of Hong Kong

Articles by Lakshman Samaranayake

Email Lakshman Samaranayake

Dion Tik Shun Li

Clinical Assistant Professor in Oral and Maxillofacial Surgery, Faculty of Dentistry, The University of Hong Kong, Hong Kong

Articles by Dion Tik Shun Li

Abstract

A number of facial protection measures to mitigate the spread of COVID-19 is available to clinicians. Here, we comprehensively explore the pros and cons of different types of face masks including N95 respirators, face shields, and powered, filtering-facepiece respirators (FFRs) currently used to reduce airborne infection transmission in the dental clinic. The controversial issue of the `fit test` prior to the use of N95 masks, and the related, current, UK and US recommendations are additionally discussed. The article concludes with a section on facial skin health, and practical measures for circumventing the adverse skin effects due to prolonged mask wearing.

CPD/Clinical Relevance: Post-COVID-19, ‘new normal’ entails significant re-adaptations of infection control in dentistry, including facial protection measures that are required for mitigating airborne infection transmission in the dental operatory. A strategic understanding of the theory and practice of facial protective measures, and the underlying technology of the various face masks and respirators available for dentistry, will be valuable for safeguarding the health of patients as well as the whole dental team.

Article

Healthcare workers (HCWs) are the frontline combatants in the current battle against the SARS-CoV-2 pandemic. Personal protective equipment (PPE), including face masks, remains as their most trusted and pivotal ally in this conflict, fought on many fronts against an unseen enemy that mainly manifests in the form of an airborne pathogen. Surgical mask wearing was hitherto considered to provide adequate universal protection against such pathogens in the dental operatory, and yet the advent of the readily transmissible SARS-CoV-2 has led to a re-examination of the classical facial protection paradigms in dentistry. Consequently, the profession is now confronted with new guidelines, and an array of novel respiratory protective equipment (RPE), such as N95 masks, and powered air-purifying respirators (PAPRs), that were not routinely used for facial protection. Here we review the current guidelines regulating RPE use and their management in dental practice.

Need for robust facial protection in dental practice

The practice of dentistry is rather unique in that the patient cannot be masked during any dental procedure, and the dentist is in extremely close proximity to the oral operative site, which renders both the operator and the assistant highly vulnerable to airborne infection.1 Even though the rubber dam insertion might provide some degree of protection against aerosolizing oral fluids, many obligatory emergency procedures, such as surgical removal of teeth and drainage of intra-oral abscesses, preclude the use of such a barrier. Moreover, many dental procedures require the use of a handpiece with irrigant coolants, which generate significant virus-infested aerosols that may remain suspended in the air for prolonged periods. Due to these reasons, a high level of facial protection is required in dentistry, such as surgical masks and filtering-facepiece respirators (FFRs), in addition to eye protection, head caps, disposable gowns, shoe covers, and meticulous disinfection of all surfaces between patients, particularly if aerosol generating procedures (AGPs) are performed.

Differences between surgical masks and respirators

We use surgical masks for two main purposes: to keep ourselves safe from aerosols and droplets generated by others, and to keep others safe by keeping our own expellents within the mask confines. To understand the requirements of RPE in dental practice during the COVID-19 pandemic, it is necessary to discuss the two most common types of disposable respiratory-protection gears, namely surgical masks, and the filtering-facepiece respirators (FFRs) (Figures 1 and 2; Table 1).

Figure 1. (a) A level 1 (ASTM F2100) tie-on surgical mask (Medicom® Tie-On Surgical Mask; AR Medicom Inc). (b) The same surgical mask cut open to show the three-ply construction. (c) Schematic illustration of a surgical mask showing: 1) an outer hydrophobic layer which repels water, blood and bodily fluids; 2) a middle filter layer; and 3) an inner hydrophilic layer which absorbs water, sweat and spit. (From Reference 3, with permission).
Figure 2. (a) N95 respirator (3M Aura™ Health Care Particulate Respirator and Surgical Mask 1870+, N95; 3M™). (b) The same respirator cut open to show the multiple-layered construction. (c) Schematic illustration of an N95 respirator which contains: 1) a non-woven layer which filters particles of 0.5 microns in diameter; 2) an activated carbon layer which filters chemicals; 3) a cotton layer which filters particles of 0.3 microns in diameter; and 4) a second non-woven layer. (From Reference 3, with permission).

Surgical Mask N95 Respirators
Construction Triple-layered; simple construction (Figure 1) Quadruple layers; complex construction (Figure 2)
Testing and Approval Cleared by the US Food and Drug Administration (FDA) authority Evaluated, tested, and approved by NIOSH
Use and Purpose Fluid resistant and provides the wearer protection against large droplets, splashes, or sprays of bodily or other hazardous fluids. Does not provide adequate protection against aerosols, due to poor fit. Protects the patient from the wearer's respiratory emissions. Reduces wearer's exposure to droplets, splashes and aerosols up to 10 μM in size. Protects the patient from the wearer's respiratory emissions.
Face Seal Fit Loose-fitting; particularly on the lateral facial aspects Tight-fitting; fit test required for optimal performance
Testing Requirement No Yes
Seal Check Requirement by User No Yes; ideally needed each time the respirator is donned
Filtration Does not provide reliable level of protection from inhaling smaller aerosols and is not considered respiratory protection Filters up to 95% of both large and small particles (aerosols up to 10 μM)
Leakage Leakage occurs around the edge of the mask when user inhales When properly fitted and donned, minimal leakage occurs when user inhales
Use Limitations Disposable; discard after each patient session Discard after:
  • Each patient encounter (ideally)
  • An aerosol generating procedure (AGP)
  • It is damaged or deformed (due to resultant poor facial fit)
  • It is contaminated with blood, respiratory or nasal secretions, or other bodily fluids
  • When breathing becomes difficult
  • Surgical masks are loosely fitting masks that are used in the routine patient-care setting when the procedures do not generate a significant degree of aerosols. Medical-grade surgical masks are certified by the ASTM International (previously known as American Society for Testing and Materials) in the US.2,3 Surgical masks are adequate for keeping droplets ‘in’, but since they are not tightly fitted around the face, they do not protect against leakage from the sides of the masks. They are also effective in protecting the surgical field from droplets generated by the surgical team.

    On the other hand, FFRs, such as Filtering Facepieces (FFPs) in Europe, and N95s in the US, are tightly fitted around the face of the wearer and require fit testing (see below) to ensure their efficacy. Respirator masks are designed to filter over 95% of virus-sized pollutant particles in the air, and according to the seal between the FFPs and the skin of the wearer, FFPs are classified on a scale of 1 to 3. For example, FFP3, the currently recommended mode by the UK regulatory bodies (see below), has a total inward leakage (TIL) of 2% or less. While FFPs are regulated by the EN standard in Europe, N95s are regulated by both the National Institute for Occupational Safety and Health (NIOSH) and the Food and Drug Administration (FDA) in the US.4 These respirators are effective in keeping droplets in while preventing leakage of aerosols into the masks, however, due to their high filtering capacity, prolonged wearing may make the wearer uncomfortable and out of breath.

    So, which type of device for nose and mouth coverage should we choose for protection against airborne infections during routine dentistry in the face of the current pandemic? Although some studies support the use of FFR over surgical masks,5 others show either no difference between the two, or ambiguous results.6-8 Another confounder is that most of the efficacy studies of FFRs are historical, and have been performed in the context of influenza infection. At the time of writing, there is still a dearth of evidence on which type of mask prevents or mitigates the transmission of SARS-CoV-2. However, due to the high-risk nature of our profession that necessitates the use of aerosol generating procedures (AGPs), it behoves us to use a filtering device that has minimum leakage and provides optimal protection. Ideally, therefore, FFRs are the preferred option over surgical masks for dental practice to protect ourselves, our staff, and our patients until, at least, the pandemic abates.

    N95 masks and fit tests

    Although the most common FFRs are much more efficient and effective in filtering airborne viruses, they have a major drawback relative to the surgical mask and the face shield in that a fit test is required to ensure that they form a tight seal around the wearer's face. According to the British Dental Association (BDA), a fit test is a legal requirement for anyone who wears a close-fitting mask. An N95 mask which is not fit tested may be totally ineffective and may give the user a false sense of security and protection. The law in the UK requires employers to ensure that all RPE at work is adequate and suitable for the wearer, task and environment.9

    What is a fit test?

    A fit test is conducted to verify that a FFR is both comfortable and correctly fits the user. Fit tests are classified as either qualitative or quantitative. A qualitative fit test is a pass/fail test that relies on the individual's sensory detection of a test agent, such as taste, smell, or involuntary cough due to a reaction to irritant smoke. A quantitative fit test, on the other hand, uses an instrument to measure the effectiveness of the respirator numerically.

    The benefits of a fit test include better protection for the employee, and verification that the employee is wearing a correctly-fitting model and size of the respirator. In addition to fit testing when initially selecting a respirator, fit testing must usually be repeated annually, and whenever an employee changes his/her physical condition that could affect the respirator fit (eg facial scarring, dental changes, cosmetic surgery, or an obvious change in body weight). A fit test should always be conducted by a competent person.

    A successful fit test only qualifies an employee to use the specific brand/make/model and size of respirator that he or she wore during that test. Respirator sizing is not standardized across models or brands. For example, a medium in one model may not offer the same fit as a different manufacturer's medium model.

    Face shields

    While different types of mask can keep the vulnerable mucosa of the respiratory tract relatively safe from the insult of airborne pathogens, the extreme amount of spatter and projectile of bodily fluids generated by dental procedures warrant additional protection of the eyes and face. It is well-known that the average person unconsciously touches the face frequently, and that respiratory viruses have the ability to remain active on surfaces, such as the skin of the hands and face. In our context, direct contact is one of the major modes of SARS-CoV-2 spread, and face shields (Figure 3) mitigate such spread of infection from hands and skin to the mucosa of the eyes, nose and mouth.

    Figure 3. A typical face shield with elastic band around the head (Medicom® Safe+Mask® Face Shield; AR Medicom Inc (Asia) Ltd). (From Reference 3, with permission).

    Face shields consist of a clear material that acts as a barrier for the face and they are effective against direct spatter and spray of saliva, blood, and irrigation fluids during dental procedures. They are to be used as an adjunct to surgical masks or FFRs, since most face shields are not sealed around the side of the face and are ineffective in protecting against leakage of aerosol from the wide open margins.

    The major advantages of face shields are that they are inexpensive, easily fabricated, and reusable after disinfection. Even though evidence is not available regarding the effectiveness of face shields against the SARS-CoV-2 virus, authorities such as the US Centers for Disease Control (CDC) and the American Dental Association recommend the use of face shields in addition to surgical masks and FFRs for routine dentistry.10-12

    Powered air-purifying respirators (PAPRs)

    Another type of respirator, which is less well-known among HCWs, is the powered air-purifying respirator (PAPR), which uses a battery-powered blower to force air through a filter, cartridge, or canister into the breathing zone of the wearer, contained by either a loose-fitting hood or helmet, or a tight-fitting facepiece (Figure 4). PAPRs afford less breathing resistance than non-powered respirators and may therefore be more comfortable, and particularly suitable for those working long hours with physical exertion in high-risk areas, and hence they are not particularly common in dental practice. Moreover, most components of a PAPR can be disinfected and reused. However, some of the drawbacks of PAPR include its high cost compared to other facemasks, and special training required for their proper use and disinfection. In addition, the visual field of the wearer might be affected since the downward vertical field of view is limited when wearing a PAPR. Another drawback of PAPR is, due to its design, the simultaneous use of dental loupes or microscopes might not be possible.

    Figure 4. A diagram of a powered air-purifying respirator (PAPR) worn by a HCW showing a snugly fitting, air tight, headpiece with a transparent plastic lining in front, connected through a (detachable) plastic tube to the power unit. The power unit has a replaceable air filter, and a motor which creates a positive pressure ventilation system with filtered air. (From Reference 3, with permission).

    Currently, the CDC recognizes that PAPRs provide increased protection and decrease likelihood of infection transmission when compared to other reusable FFRs.13 However, clear guidelines regarding the use of PAPRs in dental settings are not yet available, and due to its large size, restriction of field of view and the inability to use some dental equipment simultaneously, the use of PAPRs in dental practice is not currently widespread. Nonetheless, PAPRs are a serious alternative that must be considered in jurisdictions where the COVID-19 prevalence is relatively high.

    Current UK and US recommendations

    The current recommendations in the UK is to use FFP3 for all AGPs in the dental office. ADA has also considered the issue of asymptomatic patients unknowingly treated by the dental profession during the COVID-19 pandemic, as up to 40% of them could present without symptoms.11 Due to the risk of SARS-CoV-2 transmission from the latter group who may attend the clinic, ADA recommends the judicious use of FFRs, such as N95 respirators or equivalent, along with eye protection such as goggles or face shields, in routine dentistry.

    Face masks and skin health

    Prolonged use of face masks by HCWs can cause various types of skin damage, such as irritation, allergic reactions or pressure sores. When adhesives are used in respirators, the superficial layer of the skin can be removed by the adhesive, causing skin erosion, bullae formation and tearing of skin; this condition is termed medical adhesive-related skin injury (MARSI).14 Some simple measures can be taken to mitigate such damage, such as keeping the skin moisturized with skin creams, and changing the face mask periodically to prevent prolonged adhesion to the skin. Also, various commercial products are available (eg 3M CavilonTM No Sting Barrier Film) to ameliorate such facial infections.

    Conclusions

    COVID-19 pandemic is evolutionary, dynamic and unceasing. The consensus is that we have to co-exist with SARS-CoV-2 for the foreseeable future. This new ‘normal’ dictates that dentistry has to ‘adapt and adopt’ in order to deliver care to the needy, whilst we ourselves, as care deliverers, take appropriate precautions to obviate cross infection. As the unique nature of dental practice places dental professionals at a very high risk category for contracting infection, the current recommendations support using a high level of facial protection, such as FFP3 or N95 respirators, along with face shields, disposable gowns, head caps and shoe covers, particularly when AGPs are to be performed. While PAPR offers additional protection, their practicality and appositeness are issues that need judicious evaluation, particularly in locales where the disease is raging. Although skin damage is possible with prolonged wearing of face masks, there are simple solutions that can mitigate this issue. Above all, the COVID-19 is a moving target, and the foregoing commentary and recommendations need to be reviewed periodically in light of its evolutionary progress worldwide.